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Portfolio Income Overview

This guide provides a comprehensive look at how the Internal Revenue Service (IRS) treats portfolio income in regard to federal income taxes.

Overview

  • Qualified Dividends
    • Taxed at capital gains rates
    • From domestic & some foreign corporations
    • Excludes dividends from stock not held more than 60 days during the 121-day period beginning 60 days before the ex-dividend date
  • Capital Gain Dividends (Distributions)
    • Currently treated the same as long-term capital gains
  • Other Dividends - Taxed at regular rates
  • Interest Income
    • U.S. Government Obligations – Interest (taxable federal)
      • Not taxable to states (examples):
        • Series E, EE, H, HH and I Bonds
        • Treasury bills, notes and bonds
      • Taxable to the states (examples):
        • Fannie Mae Bonds
        • Ginnie Mae Bonds
        • FHLMC securities
    • Tax-Exempt(Federal)– State and municipal obligations
    • Private Activity Bonds – Exempt for regular tax but generally not for AMT
    • Taxable – Taxed at ordinary income rates
  • Pub 17 – Your Income Tax
  • Pub 550 – Investment Income
  • Form 1040 Schedule B

Caution – Foreign Account Reporting Requirements

1. Individuals with a financial interest in or signature or other authority over any foreign financial accounts, including bank, securities, or other types of financial accounts, in a foreign country, if the aggregate value of these financial accounts exceeds $10,000 at any time during the calendar year, must electronically file FinCEN Form 114 on or before April 15 of the succeeding year (automatic 6-month extension if April deadline missed).

2. Code Sec. 6038D requires an individual with an interest in a “specified foreign financial asset” during the year to attach a disclosure statement to their income tax return for any year when the aggregate value of all such assets exceeds $50,000 or other amount set by IRS. Form 8938 is used to make the disclosure.

3. See details of these reporting requirements in the guide "Foreign Reporting Issues".

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