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Solo 401K Plans

What is a Solo 401(k)?

A Solo 401(k) (also called an Individual 401(k) Plan) is a retirement plan designed specifically for self-employed individuals who have no full time employees other than themselves and/or their spouse. Key benefits of the Solo 401(k):

  1. Allows the taxpayer to manage their own account directly without any brokers, banks, or trust companies being the middleman.
  2. Contribute amounts approximately equal to the 401(k)and profit-sharing amounts combined.
  3. Legally avoid the UBIT tax that would apply to certain self-directed IRA transactions.
  4. Participate in Roth contributions to the 401(k) element (not the profit-sharing part) of the plan regardless of the AGI limitations that apply to regular Roth contributions.
  5. Transfer existing retirement funds into the Solo 401(k).
  6. Taxpayer can direct his or her investments with absolutely no restrictions on investment choices (including real estate, private companies, foreign assets, precious metals, etc).

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